Brief Contents

CHAPTER 1 "INTRODUCTION"
- 1.1 WHAT IS AN OPERATING SYSTEM?
  - 1.1.1 The Operating System as an Extended Machine
  - 1.1.2 The Operating System as a Resource Manager
- 1.2 HISTORY OF OPERATING SYSTEMS
  - 1.2.1 The First Generation (1945-55): Vacuum Tubes
  - 1.2.2 The Second Generation (1955-65): Transistors and Batch Systems
  - 1.2.3 The Third Generation (1965-1980): ICs and Multiprogramming
  - 1.2.4 The Fourth Generation (1980-Present): Personal Computers
  - 1.2.5 The Fifth Generation (1990-Present): Mobile Computers
- 1.3 COMPUTER HARDWARE REVIEW
  - 1.3.1 Processors
  - 1.3.2 Memory
  - 1.3.3 Disks
  - 1.3.4 I/O Devices
  - 1.3.5 Buses
  - 1.3.6 Booting the Computer
- 1.4 THE OPERATING SYSTEM ZOO
  - 1.4.1 Mainframe Operating Systems
  - 1.4.2 Server Operating Systems
  - 1.4.3 Multiprocessor Operating Systems
  - 1.4.4 Personal Computer Operating Systems
  - 1.4.5 Handheld Computer Operating Systems
  - 1.4.6 Embedded Operating Systems.
  - 1.4.7 Sensor-Node Operating Systems
  - 1.4.8 Real-Time Operating Systems
  - 1.4.9 Smart Card Operating Systems
- 1.5 OPERATING SYSTEM CONCEPTS
  - 1.5.1 Processes
  - 1.5.2 Address Spaces
  - 1.5.3 Files
  - 1.5.4 Input/Output
  - 1.5.5 Protection
  - 1.5.6 The Shell
  - 1.5.7 Ontogeny Recapitulates Phylogeny
- 1.6 SYSTEM CALLS
  - 1.6.1 System Calls for Process Management
  - 1.6.2 System Calls for File Management
  - 1.6.3 System Calls for Directory Management
  - 1.6.4 Miscellaneous System Calls
  - 1.6.5 The Windows Win32 API
- 1.7 OPERATING SYSTEM STRUCTURE
  - 1.7.1 Monolithic Systems
  - 1.7.2 Layered Systems
  - 1.7.3 Microkernels
  - 1.7.4 Client-Server Model
  - 1.7.5 Virtual Machines
  - 1.7.6 Exokernels
- 1.8 THE WORLD ACCORDING TO C
  - 1.8.1 The C Language
  - 1.8.2 Header Files
  - 1.8.3 Large Programming Projects
  - 1.8.4 The Model of Run Time
- 1.9 RESEARCH ON OPERATING SYSTEMS
- 1.10 OUTLINE OF THE REST OF THIS BOOK
- 1.11 METRIC UNITS
- 1.12 SUMMARY
CHAPTER 2 "PROCESSES AND THREADS"
- 2.1 PROCESSES
  - 2.1.1 The Process Model
  - 2.1.2 Process Creation
  - 2.1.3 Process Termination
  - 2.1.4 Process Hierarchies
  - 2.1.5 Process States
  - 2.1.6 Implementation of Processes
  - 2.1.7 Modeling Multiprogramming
- 2.2 THREADS
  - 2.2.1 Thread Usage
  - 2.2.2 The Classical Thread Model
  - 2.2.3 POSIX Threads
  - 2.2.4 Implementing Threads in User Space
  - 2.2.5 Implementing Threads in the Kernel
  - 2.2.6 Hybrid Implementations
  - 2.2.7 Scheduler Activations
  - 2.2.8 Pop-Up Threads
  - 2.2.9 Making Single-Threaded Code Multithreaded
- 2.3 INTERPROCESS COMMUNICATION
  - 2.3.1 Race Conditions
  - 2.3.2 Critical Regions
  - 2.3.3 Mutual Exclusion with Busy Waiting
  - 2.3.4 Sleep and Wakeup
  - 2.3.5 Semaphores
  - 2.3.6 Mutexes
  - 2.3.7 Monitors
  - 2.3.8 Message Passing
  - 2.3.9 Barriers
  - 2.3.10 Avoiding Locks: Read-Copy-Update
- 2.4 SCHEDULING
  - 2.4.1 Introduction to Scheduling
  - 2.4.2 Scheduling in Batch Systems
  - 2.4.3 Scheduling in Interactive Systems
  - 2.4.4 Scheduling in Real-Time Systems
  - 2.4.5 Policy Versus Mechanism
  - 2.4.6 Thread Scheduling
- 2.5 CLASSICAL IPC PROBLEMS
  - 2.5.1 The Dining Philosophers Problem
  - 2.5.2 The Readers and Writers Problem
- 2.6 RESEARCH ON PROCESSES AND THREADS
- 2.7 SUMMARY
CHAPTER 3 "MEMORY MANAGEMENT"
- 3.1 NO MEMORY ABSTRACTION
- 3.2 A MEMORY ABSTRACTION: ADDRESS SPACES
  - 3.2.1 The Notion of an Address Space
  - 3.2.2 Swapping
  - 3.2.3 Managing Free Memory
- 3.3 VIRTUAL MEMORY
  - 3.3.1 Paging
  - 3.3.2 Page Tables
  - 3.3.3 Speeding Up Paging
  - 3.3.4 Page Tables for Large Memories
- 3.4 PAGE REPLACEMENT ALGORITHMS
  - 3.4.1 The Optimal Page Replacement Algorithm
  - 3.4.2 The Not Recently Used Page Replacement Algorithm
  - 3.4.3 The First-In, First-Out (FIFO) Page Replacement Algorithm
  - 3.4.4 The Second-Chance Page Replacement Algorithm
  - 3.4.5 The Clock Page Replacement Algorithm
  - 3.4.6 The Least Recently Used (LRU) Page Replacement Algorithm
  - 3.4.7 Simulating LRU in Software
  - 3.4.8 The Working Set Page Replacement Algorithm
  - 3.4.9 The WSClock Page Replacement Algorithm
  - 3.4.10 Summary of Page Replacement Algorithms
- 3.5 DESIGN ISSUES FOR PAGING SYSTEMS
  - 3.5.1 Local versus Global Allocation Policies
  - 3.5.2 Load Control
  - 3.5.3 Page Size
  - 3.5.4 Separate Instruction and Data Spaces
  - 3.5.5 Shared Pages
  - 3.5.6 Shared Libraries
  - 3.5.7 Mapped Files
  - 3.5.8 Cleaning Policy
  - 3.5.9 Virtual Memory Interface
- 3.6 IMPLEMENTATION ISSUES
  - 3.6.1 Operating System Involvement with Paging
  - 3.6.2 Page Fault Handling
  - 3.6.3 Instruction Backup
  - 3.6.4 Locking Pages in Memory
  - 3.6.5 Backing Store
  - 3.6.6 Separation of Policy and Mechanism
- 3.7 SEGMENTATION
  - 3.7.1 Implementation of Pure Segmentation
  - 3.7.2 Segmentation with Paging: MULTICS
  - 3.7.3 Segmentation with Paging: The Intel x86
- 3.8 RESEARCH ON MEMORY MANAGEMENT
- 3.9 SUMMARY
CHAPTER 4 "FILE SYSTEMS"
- 4.1 FILES
  - 4.1.1 File Naming
  - 4.1.2 File Structure
  - 4.1.3 File Types
  - 4.1.4 File Access
  - 4.1.5 File Attributes
  - 4.1.6 File Operations
  - 4.1.7 An Example Program Using File-System Calls
- 4.2 DIRECTORIES
  - 4.2.1 Single-Level Directory Systems
  - 4.2.2 Hierarchical Directory Systems
  - 4.2.3 Path Names
  - 4.2.4 Directory Operations
- 4.3 FILE SYSTEM IMPLEMENTATION
  - 4.3.1 File-System Layout
  - 4.3.2 Implementing Files
  - 4.3.3 Implementing Directories
  - 4.3.4 Shared Files
  - 4.3.5 Log-Structured File Systems
  - 4.3.6 Journaling File Systems
  - 4.3.7 Virtual File Systems
- 4.4 FILE-SYSTEM MANAGEMENT AND OPTIMIZATION
  - 4.4.1 Disk-Space Management
  - 4.4.2 File-System Backups
  - 4.4.3 File-System Consistency
  - 4.4.4 File-System Performance
  - 4.4.5 Defragmenting Disks
- 4.5 EXAMPLE FILE SYSTEMS
  - 4.5.1 The MS-DOS File System
  - 4.5.2 The UNIX V7 File System
  - 4.5.3 CD-ROM File Systems
- 4.6 RESEARCH ON FILE SYSTEMS
- 4.7 SUMMARY
CHAPTER 5 "INPUT/OUTPUT"
- 5.1 PRINCIPLES OF I/O HARDWARE
  - 5.1.1 I/O Devices
  - 5.1.2 Device Controllers
  - 5.1.3 Memory-Mapped I/O
  - 5.1.4 Direct Memory Access
  - 5.1.5 Interrupts Revisited
- 5.2 PRINCIPLES OF I/O SOFTWARE
  - 5.2.1 Goals of the I/O Software
  - 5.2.2 Programmed I/O
  - 5.2.3 Interrupt-Driven I/O
  - 5.2.4 I/O Using DMA
- 5.3 I/O SOFTWARE LAYERS
  - 5.3.1 Interrupt Handlers
  - 5.3.2 Device Drivers
  - 5.3.3 Device-Independent I/O Software
  - 5.3.4 User-Space I/O Software
- 5.4 DISKS
  - 5.4.1 Disk Hardware
  - 5.4.2 Disk Formatting
  - 5.4.3 Disk Arm Scheduling Algorithms
  - 5.4.4 Error Handling
  - 5.4.5 Stable Storage
- 5.5 CLOCKS
  - 5.5.1 Clock Hardware
  - 5.5.2 Clock Software
  - 5.5.3 Soft Timers
- 5.6 USER INTERFACES: KEYBOARD, MOUSE, MONITOR
  - 5.6.1 Input Software
  - 5.6.2 Output Software
- 5.7 THIN CLIENTS
- 5.8 POWER MANAGEMENT
  - 5.8.1 Hardware Issues
  - 5.8.2 Operating System Issues
  - 5.8.3 Application Program Issues
- 5.9 RESEARCH ON INPUT/OUTPUT
- 5.10 SUMMARY
CHAPTER 6 "DEADLOCKS"
- 6.1 RESOURCES
  - 6.1.1 Preemptable and Nonpreemptable Resources
  - 6.1.2 Resource Acquisition
- 6.2 INTRODUCTION TO DEADLOCKS
  - 6.2.1 Conditions for Resource Deadlocks
  - 6.2.2 Deadlock Modeling
- 6.3 THE OSTRICH ALGORITHM
- 6.4 DEADLOCK DETECTION AND RECOVERY
  - 6.4.1 Deadlock Detection with One Resource of Each Type
  - 6.4.2 Deadlock Detection with Multiple Resources of Each Type
  - 6.4.3 Recovery from Deadlock
- 6.5 DEADLOCK AVOIDANCE
  - 6.5.1 Resource Trajectories
  - 6.5.2 Safe and Unsafe States
  - 6.5.3 The Banker's Algorithm for a Single Resource
  - 6.5.4 The Banker's Algorithm for Multiple Resources
- 6.6 DEADLOCK PREVENTION
  - 6.6.1 Attacking the Mutual Exclusion Condition
  - 6.6.2 Attacking the Hold and Wait Condition
  - 6.6.3 Attacking the No Preemption Condition
  - 6.6.4 Attacking the Circular Wait Condition
- 6.7 OTHER ISSUES
  - 6.7.1 Two-Phase Locking
  - 6.7.2 Communication Deadlocks
  - 6.7.3 Livelock
  - 6.7.4 Starvation
- 6.8 RESEARCH ON DEADLOCKS
- 6.9 SUMMARY
CHAPTER 7 "VIRTUALIZATION AND THE CLOUD"
- 7.1 HISTORY
- 7.2 REQUIREMENTS FOR VIRTUALIZATION
- 7.3 TYPE 1 AND TYPE 2 HYPERVISORS
- 7.4 TECHNIQUES FOR EFFICIENT VIRTUALIZATION
  - 7.4.1 Virtualizing the Unvirtualizable
  - 7.4.2 The Cost of Virtualization
- 7.5 ARE HYPERVISORS MICROKERNELS DONE RIGHT?
- 7.6 MEMORY VIRTUALIZATION
- 7.7 I/O VIRTUALIZATION
- 7.8 VIRTUAL APPLIANCES
- 7.9 VIRTUAL MACHINES ON MULTICORE CPUS
- 7.10 LICENSING ISSUES
- 7.11 CLOUDS
  - 7.11.1 Clouds as a Service
  - 7.11.2 Virtual Machine Migration
  - 7.11.3 Checkpointing
- 7.12 CASE STUDY: VMWARE
  - 7.12.1 The early history of VMware
  - 7.12.2 VMware Workstation
  - 7.12.3 Challenges in Bringing Virtualization to the x86
  - 7.12.4 VMware Workstation: Solution Overview
  - 7.12.5 The Evolution of VMware Workstation
  - 7.12.6 ESX Server: VMware's type-1 hypervisor
- 7.13 RESEARCH ON VIRTUALIZATION AND THE CLOUD
CHAPTER 8 "MULTIPLE PROCESSOR SYSTEMS"
- 8.1 MULTIPROCESSORS
  - 8.1.1 Multiprocessor Hardware
  - 8.1.2 Multiprocessor Operating System Types
  - 8.1.3 Multiprocessor Synchronization
  - 8.1.4 Multiprocessor Scheduling
- 8.2 MULTICOMPUTERS
  - 8.2.1 Multicomputer Hardware
  - 8.2.2 Low-Level Communication Software
  - 8.2.3 User-Level Communication Software
  - 8.2.4 Remote Procedure Call
  - 8.2.5 Distributed Shared Memory
  - 8.2.6 Multicomputer Scheduling
  - 8.2.7 Load Balancing
- 8.3 DISTRIBUTED SYSTEMS
  - 8.3.1 Network Hardware
  - 8.3.2 Network Services and Protocols
  - 8.3.3 Document-Based Middleware
  - 8.3.4 File-System-Based Middleware
  - 8.3.5 Object-Based Middleware
  - 8.3.6 Coordination-Based Middleware
- 8.4 RESEARCH ON MULTIPLE PROCESSOR SYSTEMS
- 8.5 SUMMARY
CHAPTER 9 "SECURITY"
- 9.1 THE SECURITY ENVIRONMENT
  - 9.1.1 Threats
  - 9.1.2 Attackers
- 9.2 OPERATING SYSTEMS SECURITY
  - 9.2.1 Can We Build Secure Systems?
  - 9.2.2 Trusted Computing Base
- 9.3 CONTROLLING ACCESS TO RESOURCES
  - 9.3.1 Protection Domains
  - 9.3.2 Access Control Lists
  - 9.3.3 Capabilities
- 9.4 FORMAL MODELS OF SECURE SYSTEMS
  - 9.4.1 Multilevel Security
  - 9.4.2 Covert Channels
- 9.5 BASICS OF CRYPTOGRAPHY
  - 9.5.1 Secret-Key Cryptography
  - 9.5.2 Public-Key Cryptography
  - 9.5.3 One-Way Functions
  - 9.5.4 Digital Signatures
  - 9.5.5 Trusted Platform Module
- 9.6 AUTHENTICATION
  - 9.6.1 Authentication Using a Physical Object
  - 9.6.2 Authentication Using Biometrics
- 9.7 EXPLOITING SOFTWARE
  - 9.7.1 Buffer Overflow Attacks
  - 9.7.2 Format String Attacks
  - 9.7.3 Dangling Pointers
  - 9.7.4 Null Pointer Dereference Attacks
  - 9.7.5 Integer Overflow Attacks
  - 9.7.6 Command Injection Attacks
  - 9.7.7 Time of Check to Time of Use (TOCTOU) Attacks
- 9.8 INSIDER ATTACKS
  - 9.8.1 Logic Bombs
  - 9.8.2 Back Doors
  - 9.8.3 Login Spoofing
- 9.9 MALWARE
  - 9.9.1 Trojan Horses
  - 9.9.2 Viruses
  - 9.9.3 Worms
  - 9.9.4 Spyware
  - 9.9.5 Rootkits
- 9.10 DEFENSES
  - 9.10.1 Firewalls
  - 9.10.2 Antivirus and Anti-Antivirus Techniques
  - 9.10.3 Code Signing
  - 9.10.4 Jailing
  - 9.10.5 Model-Based Intrusion Detection
  - 9.10.6 Encapsulating Mobile Code
  - 9.10.7 Java Security
- 9.11 RESEARCH ON SECURITY
- 9.12 SUMMARY
CHAPTER 10 "CASE STUDY 1: UNIX, LINUX, AND ANDROID"
- 10.1 HISTORY OF UNIX AND LINUX
  - 10.1.1 UNICS
  - 10.1.2 PDP-11 UNIX
  - 10.1.3 Portable UNIX
  - 10.1.4 Berkeley UNIX
  - 10.1.5 Standard UNIX
  - 10.1.6 MINIX
  - 10.1.7 Linux
- 10.2 OVERVIEW OF LINUX
  - 10.2.1 Linux Goals
  - 10.2.2 Interfaces to Linux
  - 10.2.3 The Shell
  - 10.2.4 Linux Utility Programs
  - 10.2.5 Kernel Structure
- 10.3 PROCESSES IN LINUX
  - 10.3.1 Fundamental Concepts
  - 10.3.2 Process Management System Calls in Linux
  - 10.3.3 Implementation of Processes and Threads in Linux
  - 10.3.4 Scheduling in Linux
  - 10.3.5 Booting Linux
- 10.4 MEMORY MANAGEMENT IN LINUX
  - 10.4.1 Fundamental Concepts
  - 10.4.2 Memory Management System Calls in Linux
  - 10.4.3 Implementation of Memory Management in Linux
  - 10.4.4 Paging in Linux
- 10.5 INPUT/OUTPUT IN LINUX
  - 10.5.1 Fundamental Concepts
  - 10.5.2 Networking
  - 10.5.3 Input/Output System Calls in Linux
  - 10.5.4 Implementation of Input/Output in Linux
  - 10.5.5 Modules in Linux
- 10.6 THE LINUX FILE SYSTEM
  - 10.6.1 Fundamental Concepts
  - 10.6.2 File System Calls in Linux
  - 10.6.3 Implementation of the Linux File System
  - 10.6.4 NFS: The Network File System
- 10.7 SECURITY IN LINUX
  - 10.7.1 Fundamental Concepts
  - 10.7.2 Security System Calls in Linux
  - 10.7.3 Implementation of Security in Linux
- 10.8 ANDROID
- 10.9 SUMMARY
CHAPTER 11 "CASE STUDY 2: WINDOWS 8"
- 11.1 HISTORY OF WINDOWS THROUGH WINDOWS 8.1
  - 11.1.1 1980s: MS-DOS
  - 11.1.2 1990s: MS-DOS-based Windows
  - 11.1.3 2000s: NT-based Windows
  - 11.1.4 Windows Vista
  - 11.1.5 2010s: Modern Windows
- 11.2 PROGRAMMING WINDOWS
  - 11.2.1 The Native NT Application Programming Interface
  - 11.2.2 The Win32 Application Programming Interface
  - 11.2.3 The Windows Registry
- 11.3 SYSTEM STRUCTURE
  - 11.3.1 Operating System Structure
  - 11.3.2 Booting Windows
  - 11.3.3 Implementation of the Object Manager
  - 11.3.4 Subsystems, DLLs, and User-Mode Services
- 11.4 PROCESSES AND THREADS IN WINDOWS
  - 11.4.1 Fundamental Concepts
  - 11.4.2 Job, Process, Thread, and Fiber Management API Calls
  - 11.4.3 Implementation of Processes and Threads
- 11.5 MEMORY MANAGEMENT
  - 11.5.1 Fundamental Concepts
  - 11.5.2 Memory Management System Calls
  - 11.5.3 Implemen

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