Responsible AI: Best Practices for Creating Trustworthy AI Systems, 1st edition
Published by Addison-Wesley Professional (December 8, 2023) © 2024
- Qinghua Lu
- Liming Zhu
- Jon Whittle
- Xiwei Xu
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Preface.. . . . . . . . . . . . . . . . . xv
About the Author.. . . . . . . . . . . . . . xix
Part I Background and Introduction. . . . . . . . . . . . .1
1 Introduction to Responsible AI. . . . . . . . . 3
What Is Responsible AI?. . . . . . . . . . . . 4
What Is AI?. . . . . . . . . . . . . . 6
Developing AI Responsibly: Who Is Responsible for Putting the
“Responsible” into AI?.. . . . . . . . . . . . 8
About This Book.. . . . . . . . . . . . . 9
How to Read This Book.. . . . . . . . . . . . 11
2 Operationalizing Responsible AI: A Thought Experiment—Robbie the Robot.. . . . . . . . 13
A Thought Experiment—Robbie the Robot.. . . . . . . . 13
Summary. . . . . . . . . . . . . . 22
Part II Responsible AI Pattern Catalogue. . . . . . . . . . . 23
3 Overview of the Responsible AI Pattern Catalogue. . . . . 25
The Key Concepts.. . . . . . . . . . . . . 25
Why Is Responsible AI Different?. . . . . . . . . . 30
A Pattern-Oriented Approach for Responsible AI.. . . . . . . 32
4 Multi-Level Governance Patterns for Responsible AI.. . . . 39
Industry-Level Governance Patterns. . . . . . . . . 42
Organization-Level Governance Patterns.. . . . . . . . 56
Team-Level Governance Patterns.. . . . . . . . . . 72
Summary. . . . . . . . . . . . . . 85
5 Process Patterns for Trustworthy Development Processes. . . 87
Requirements.. . . . . . . . . . . . . 88
Design. . . . . . . . . . . . . . . 96
Implementation.. . . . . . . . . . . . . 105
Testing. . . . . . . . . . . . . . . 110
Operations. . . . . . . . . . . . . . 114
Summary. . . . . . . . . . . . . . 120
6 Product Patterns for Responsible-AI-by-Design.. . . . . 121
Product Pattern Collection Overview.. . . . . . . . . 122
Supply Chain Patterns. . . . . . . . . . . . 123
System Patterns. . . . . . . . . . . . . 134
Operation Infrastructure Patterns. . . . . . . . . 141
Summary. . . . . . . . . . . . . . 158
7 Pattern-Oriented Reference Architecture for Responsible-AI-by-Design. . . . . . . . . 159
Architectural Principles for Designing AI Systems. . . . . . 160
Pattern-Oriented Reference Architecture.. . . . . . . . 161
Summary. . . . . . . . . . . . . . 165
8 Principle-Specific Techniques for Responsible AI.. . . . . 167
Fairness.. . . . . . . . . . . . . . 167
Privacy. . . . . . . . . . . . . . . 172
Explainability. . . . . . . . . . . . . 178
Summary. . . . . . . . . . . . . . 182
Part III Case Studies. . . . . . . . . . . . . . . 183
9 Risk-Based AI Governance in Telstra. . . . . . . 185
Policy and Awareness.. . . . . . . . . . . . 186
Assessing Risk.. . . . . . . . . . . . . 188
Learnings from Practice. . . . . . . . . . . 192
Future Work. . . . . . . . . . . . . . 195
10 Reejig: The World’s First Independently Audited Ethical Talent AI.. . . . . . . . . . . 197
How Is AI Being Used in Talent?.. . . . . . . . . . 198
What Does Bias in Talent AI Look Like?.. . . . . . . . 200
Regulating Talent AI Is a Global Issue.. . . . . . . . . 201
Reejig’s Approach to Ethical Talent AI. . . . . . . . . 202
How Ethical AI Evaluation Is Done: A Case Study in Reejig’s World-First Independently Audited Ethical Talent AI. . . . . . . . 204
Overview.. . . . . . . . . . . . . 204
Project Overview. . . . . . . . . . . . . 206
The Ethical AI Framework Used for the Audit.. . . . . . . 207
The Benefits of Ethical Talent AI.. . . . . . . . . . 210
Reejig’s Outlook on the Future of Ethical Talent AI.. . . . . . 211
11 Diversity and Inclusion in Artificial Intelligence.. . . . . 213
Importance of Diversity and Inclusion in AI.. . . . . . . 215
Definition of Diversity and Inclusion in Artificial Intelligence. . . . 216
Guidelines for Diversity and Inclusion in Artificial Intelligence. . . . 219
Conclusion.. . . . . . . . . . . . . . 234
Part IV Looking to the Future. . . . . . . . . . . . . 237
12 The Future of Responsible AI.. . . . . . . . . 239
Regulation. . . . . . . . . . . . . . 241
Education.. . . . . . . . . . . . . . 242
Standards.. . . . . . . . . . . . . . 244
Tools.. . . . . . . . . . . . . . . 245
Public Awareness.. . . . . . . . . . . . 246
Final Remarks.. . . . . . . . . . . . . 246
Part V Appendix. . . . . . . . . . . . . . . . 249
9780138073923, TOC, 11/7/2023
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